Jeffrey Cohen is barred from Moloney Securities | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Cohen a/k/a Jeffrey Max Cohen (CRD#: 2528929), Henderson, Nevada is barred from Moloney Securities. Bonney also has nine settled customer complaints which dispute the sales practices of the securities broker who worked for Moloney Securities. Cohen Barred By FINRA For Failure To …
James Viktora Fired From Merrill Lynch | May Recover Investor Losses
James Viktora Fired From Merrill Lynch | Goodman & Nekvasil P.A. May Recover Investor Losses James Viktora aka, JAMES R VIKATOKA (CRD 5284023) Investigation James Viktora was fired by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and has a pending customer complaint. Viktora was fired based on the following allegations: Viktora’s alleged conduct involved entering into a financial …
Complaints Filed Against Rick Alan Davidson | May Recover Investor Losses
Complaints Filed Against Rick Alan Davidson | Goodman & Nekvasil P.A. May Recover Investor Losses RICK ALAN DAVIDSON a/k/a Rick Davidson (CRD#: 1315998) has numerous customer complaints filed against him. Goodman & Nekvasil, P.A. is reviewing claims made by former clients of Rick Davidson with AMERICAN TRUST INVESTMENT SERVICES, INC. Customer allegations include unsuitable investment recommendations, churning, excessive trading and …
Angelo Anello Has Customer Complaints | May Recover Investor Losses
Angelo Anello Has Customer Complaints | Goodman & Nekvasil P.A. May Recover Investor Losses Angelo Anello has customer complaints for allegedly recommending unsuitable investments. Goodman & Nekvasil, P.A. is investigating Angelo Anello, with LPL Financial LLC. Angelo Anello a/k/a Angelo Frank Anello (CRD#: 2835091) with LPL Financial has four customer complaints. Goodman & Nekvasil, P.A. May Recover Investor Losses If …
Jermaine Benjamin Barred from Selling Securities | May Recover Investor Losses
Jermaine Benjamin Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses Jermaine Benjamin a/k/a Jermaine K Benjamin (CRD#: 6152653) Barred from Selling Securities. Goodman & Nekvasil, P.A. is investigating Jermaine Benjamin, formerly with Pruco Securities, LLC. Benjamin consented to the sanction and to the entry of findings that he refused to provide documents and information requested …
Chris Carpenter Barred from Selling Securities | May Recover Investor Losses
Chris Carpenter Is Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses Chris Carpenter a/k/a Christopher John Carpenter (CRD#: 6601132) Is Barred From Selling Securities. Chris Carpenter consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA. The findings stated that this matter originated from …
Sorrento Therapeutics Files For Chapter 11 Bankruptcy | May Recover Investor Losses
Sorrento Therapeutics Files for Chapter 11 Bankruptcy | Goodman & Nekvasil P.A., May Recover Investor Losses Sorrento Therapeutics Files for Chapter 11 Bankruptcy Sorrento Therapeutics Inc., filed for bankruptcy on February 13, 2023, after reportedly being hit with judgments totaling more than $173 million, according to the Wall Street Journal. The problem with pharmaceutical and biotech investments is that they typically …
Bill King Has Multiple Customer Complaints | May Recover Investor Losses
Bill King Has Multiple Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Losses Bill King has multiple customer complaints. According to FINRA: WILLIAM WORTHEN KING (CRD 1432593) a/k/a Bill King, Merrill Lynch broker, has multiple customer complaints. The customers allege that the Financial Advisor was not acting in their best interest when he enrolled his brokerage account into a …
GK Investment Holdings Warns Bond Investors | May Recover Investor Losses
GK Investment Holdings Warns Bond Investors | Goodman & Nekvasil P.A. May Recover Investor Losses Bond Investors are Warned of Possible Default of GK Investment Holdings Read the Excerpt from April 28, 2022, letter to investors in GKIH: If we are unable to achieve an extension of the maturity date, we will be forced to liquidate GKIH’s properties as-is. If …
Financial Advisor/Broker John Orlando has Customer Complaints | May Recover Investor Losses
Financial Advisor/Broker John Orlando has Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Loss According to Orlando’s BrokerCheck Report, six customer complaints have been filed alleging that the investments purchased in the customer accounts were unsuitable. John Orlando a/k/a John Anthony Orlando CRD # 2002197 Financial Advisor/Broker John Orlando Has A Pending FINRA Complaint According to FINRA, John …