James Viktora Fired From Merrill Lynch | Goodman & Nekvasil P.A. May Recover Investor Losses
James Viktora Is Fired From Merrill Lynch
James Viktora aka, JAMES R VIKATOKA (CRD 5284023) Investigation
James Viktora was fired by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and has a pending customer complaint.
Viktora was fired based on the following allegations:
Viktora’s alleged conduct involved entering into a financial arrangement with a client, resulting in a loss of trust and confidence.
James Viktora has A Pending FINRA Customer Complaint:
04/24/23 – Power of Attorney for deceased customer alleges failure to follow instructions and unauthorized transfer of account in November 2022.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with James Viktora, you may be able to recover your losses.
If you believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $400 million on behalf of victimized investors. If you lost money on investments with Sean Sullivan and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained on 6/13/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.