Steve Berrocal – Customer Disputes Filed Involving Financial Advisor/Broker Steve Berrocal | Goodman & Nekvasil P.A. May Recover Investor Losses
Steve Berrocal a/k/a Stephen Berrocal CRD #3071400
Steve Berrocal is a licensed financial advisor with Truist Advisory Services, Inc.
According Steve Berrocal’s BrokerCheck Report 3 customer disputes have been filed:
Customer Dispute 5/21/21: Claimant alleges that investment was unsuitable. This pending complaint seeks $430,000 in damages.
Customer Dispute 3/17/21: Client alleges unsuitable recommendations. This customer dispute is pending and seeks $626,111.68 in damages.
Customer Dispute 9/9/20: Client alleges unsuitable recommendations. This customer dispute is pending and seeks $500,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Steve Berrocal, you may be able to recover your losses. If you lost money on investments with Steve Berrocal and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Steve Berrocal’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Steve Berrocal and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 9/23/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.