Scott Geoffrey Madison – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Scott Madison a/k/a Scott Geoffrey Madison was a previously licensed financial advisor with Merrill Lynch and Stifel Nicolaus and Company. According to FINRA, Scott Madison was barred by FINRA in August 2021.
According to FINRA:
Madison consented to the sanction and to the entry of findings that he failed to provide information and documents requested by FINRA in connection with its investigation into the circumstances of his termination from his member firm. The findings stated that this matter originated from FINRA’s review of the Form U5 filed by the firm stating that Madison was terminated for conduct including failure to produce documents requested as part of a firm review. The Form U5 also disclosed that Madison had been under internal review to determine if he improperly applied for and received an Economic Injury Disaster Loan.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Scott Madison and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Scott Madison’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Scott Madison and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/31/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.