Michael Roy Blueweiss (Michael Blueweiss) – Financial Advisor/Broker Michael Blueweiss Discharged UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael Roy Blueweiss (Michael Blueweiss) Financial Advisor/Broker CRD #728969
Michael Blueweiss is a currently licensed financial advisor/broker with National Securities Corporation and National Asset Management, Inc. Michael Blueweiss was a previously licensed financial advisor/broker with UBS Financial Services, Inc. According to Michael Blueweiss’ BrokerCheck Report, Michael Blueweiss was discharged from UBS Financial Services, Inc. in October 2017. UBS Financial Services, Inc. reported that Michael Blueweiss was discharged after a firm investigation concluded Michael Blueweiss violated firm order entry policy and violated firm policy by signing a client’s name to a non-firm-related document.
According to Michael Blueweiss’ BrokerCheck report, two customer disputes were filed alleging sales practice violations against Michael Blueweiss.
Customer Dispute (11/1/2018): Allegations against Michael Blueweiss are misrepresentation, unsuitability, and unauthorized trading in connection with the purchase of structured notes, and theft of funds. This customer dispute settled for $150,000.
Customer Dispute (02/23/2011): Allegations against Michael Blueweiss are misrepresentation and/or omissions and unsuitable recommendation in connection with a purchase of UBS reversed convertibles linked to the common stock of Lehman Brothers. This customer dispute settled for $94,350.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Michael Blueweiss and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Michael Blueweiss’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Blueweiss and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/10/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.