Lee Nordstrom – Financial Advisor/Broker Barred by FINRA | Recover Investment Losses

Lee Nordstrom – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Lee Nordstrom a/k/a Lee Victor Nordstrom CRD #2248261

Lee Nordstrom is a previously licensed financial advisor with LPL Financial LLC and Vorpahl Wing Securities.

According to FINRA:

This matter originated from the 2020 cycle examination of Vorpahl Wing Securities. In January 2021, FINRA commenced an investigation into whether Respondent engaged in potential unsuitable and excessive trading in several customer accounts.

During the course of an ongoing investigation, Respondent stated that he will not appear for on-the-record testimony requested by FINRA pursuant to FINRA Rule 8210. As a result, Respondent violated FINRA Rules 8210 and 2010.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Lee Nordstrom and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lee Nordstrom’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Lee Nordstrom and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 10/5/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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