Keith Frederick Simmons (Keith Simmons) – Customer Disputes Filed Alleging Sales Practice Violations Against Investment Advisor/Broker Keith Simmons | Recover Losses

Keith Frederick Simmons (Keith Simmons) – Customer Disputes Filed Alleging Sales Practice Violations Against Investment Advisor/Broker Keith Simmons | Goodman & Nekvasil P.A., May Recover Investor Losses

Keith Frederick Simmons (Keith Simmons) Financial Advisor/Broker CRD # 730619

Keith Simmons is a licensed financial advisor with Merrill Lynch, Pierce, Fenner, & Smith Inc. According to Simmons’ BrokerCheck Report, two customer disputes have been filed alleging sales practice violations against Keith Simmons.

Keith Simmons Dispute

Keith Simmons Dispute

Customer Dispute (10/30/2020):  The Personal Representative for the customer alleges that Simmons made unsuitable investment recommendations in early 2020. This customer dispute is currently pending and seeks $1,100,000 in damages.

Customer Dispute (5/29/2020): The customer alleges that Simmons made unsuitable investment recommendations. This customer dispute is currently pending and seeks $8,000,000 in damages.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost any money on investments with Simmons, you may be able to recover your losses. If you lost money on investments with Simmons and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Simmons’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Simmons and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 2/24/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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