Jon Lindberg – Financial Advisor/Broker Investigated by Montana and Alabama | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jon Lindberg is a previously licensed financial advisor with Proequities, Inc. According to Lindberg’s BrokerCheck Report, Lindberg was investigated by Montana and Alabama.
According to Montana:
Allegations include fraud, unsuitable recommendations, and breach of fiduciary duty.
According to Alabama:
Allegations include failure to inform his broker dealer of two customer complaints. Failure to adequately disclose risks of options program to clients. Failure to update his form adv to reflect disciplinary events. Failure to uphold his duty as a fiduciary to his clients. Failure to follow his own policies and procedures.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Jon Lindberg and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jon Lindberg’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jon Lindberg and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/21/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.