John Hillman Timberlake (John Timberlake) – Financial Advisor/Broker John Timberlake Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
John Timberlake was a previously licensed financial advisor/broker with Carter, Terry & Company Inc. According to FINRA, John Timberlake was suspended for four months and fined $10,000 in November 2020.
According to FINRA Allegations:
From March 2014 through August 2019, while associated with two member firms, Timberlake used his personal cellular phone to exchange numerous business and securities related text messages with two customers without providing copies to the firms, thereby preventing the firms from preserving the communications. As a result, Timberlake violated FINRA Rules 4511 and 2010. In addition, from July 2018 through August 2019, Timberlake sent at least 10 text messages to one customer that included promissory, exaggerated, unwarranted, and misleading statements. As a result, Timberlake violated FINRA Rules 2210(d)(1)(B) and 2010.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with John Timberlake and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Timberlake’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with John Timberlake and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11/19/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.