James Schaedler – Financial Advisor/Broker Barred by FINRA | Recover Losses

James Schaedler – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

James Schaedler a/k/a James Robert Schaedler CRD #4264512

James Schaedler was a previously licensed financial advisor/broker with Wells Fargo Clearing Services LLC. According to James Schaedler’s BrokerCheck Report, James Schaedler was barred from the securities industry in June 2017.

According to FINRA:

James Schaedler consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA during the course of an investigation into allegations that he exercised influence over a former elderly client, who ultimately amended her trust making him a partial beneficiary and the residual beneficiary of her $2.3 million dollar estate. The findings stated that the investigation was later expanded to include allegations that James Schaedler also improperly received a $200,000 gift from a second elderly client.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with James Schaedler and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Schaedler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with James Schaedler and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 12/16/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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