Ivan Shore – Financial Advisor/Broker Ivan Shore Suspended from Securities Industry | Recover Losses

Ivan Shore – Financial Advisor/Broker Ivan Shore Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Ivan Shore CRD #1012943

Ivan Shore is a licensed financial advisor/broker with Oppenheimer & Co. Inc. According to FINRA, Ivan Shore was suspended from the securities industry for one year in November 2020.

According to FINRA Allegations:

Between July 1, 2011 and December 31, 2015, Shore engaged in an unsuitable pattern of short-term trading of Unit Investment Trusts in customer accounts.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Ivan Shore and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ivan Shore’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Ivan Shore and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 11/6/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder

Leave a Reply

Your email address will not be published. Required fields are marked *