Gary Dennis Ruiz (Gary Ruiz) – Financial Advisor/Broker Gary Ruiz Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Gary Ruiz was a previously licensed financial advisor/broker with Citigroup Global Markets, Inc. and Capital One Investment Services. According to Gary Ruiz’ BrokerCheck Report, Gary Ruiz was barred from the securities industry in December 2017.
According to FINRA:
Respondent Ruiz failed to respond to FINRA request for information.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Gary Ruiz and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gary Ruiz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Gary Ruiz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/22/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.