CATHY BEARCE Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses FOURSTAR WEALTH ADVISORS, LLC investment adviser, CATHY BEARCE Has A Pending Investor Complaint. Catherine Dale Bearce CATHY BEARCE CRD#: 4683252 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Catherine Dale Bearce (CRD#: 4683252), a registered representative for …
Santiago Torres – Terminated, Barred and Facing Customer Allegations – May Recover Investor Losses
Santiago Torres – Terminated, Barred and Facing Customer Allegations – Goodman & Nekvasil, P.A. May Recover Investor Losses Former TRUIST INVESTMENT SERVICES, INC. investment adviser, Santiago Torres – Terminated Barred and Facing Customer Allegations. SANTIAGO J TORRES JR SANTIAGO J TORRES CRD#: 5644622 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. SANTIAGO J …
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A.
Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES investment adviser, Jeffrey Higgins Has Multiple Investor Complaints Alleging Misappropriation. Jeffrey Thomas Higgins CRD#: 2871443 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Jeffrey Thomas Higgins (CRD#: 2871443), a former registered representative for …
SAM BONGIOVANNI Is the Subject of a FINRA Investigation – May Recover Investor Losses
SAM BONGIOVANNI Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses Former SPARTAN CAPITAL SECURITIES, LLC broker, SAM BONGIOVANNI Is the Subject of a FINRA Investigation. On December 13, 2024, FINRA made a preliminary determination to recommend that formal disciplinary action be brought against Bongiovanni. SEBASTIAN G BONGIOVANNI SAM BONGIOVANNI, SEBASTIAN GEORGE BONGIOVANNI CRD#: 4398600 …
Bob Kully Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Bob Kully Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former WESTERN INTERNATIONAL SECURITIES, INC. broker, Bob Kully Has A Pending Investor Complaint. Robert Israel Kully CRD#: 3212528 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Robert Israel Kully (CRD#: 3212528), a former registered representative for WESTERN …
JAMES ALPERIN Has A $5 Million Investor Complaint – May Recover Investor Losses
JAMES ALPERIN Has A $5 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses WELLS FARGO ADVISORS investment adviser, JAMES ALPERIN Has A $5 Million Investor Complaint that alleges during an unspecified time frame, the FA made unauthorized trades. JAMES RICHARD ALPERIN CRD#: 2467392 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from …
DANNY STRAIN Has Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
DANNY STRAIN Has Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses CAPE INVESTMENT ADVISORY, INC. investment adviser, DANNY STRAIN Has Pending Investor Complaints. DANNY RAY STRAIN CRD#: 437903 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. DANNY RAY STRAIN (CRD#: 437903), a registered representative for CAPE SECURITIES INC., in …
MICHAEL KELLEY Has A $2 Million Investor Complaint – May Recover Investor Losses
MICHAEL KELLEY Has A $2 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CHARTER ADVISORY CORPORATION investment adviser, MICHAEL KELLEY Has A $2 Million Investor Complaint alleging representative sold unsuitable products to Claimant and misrepresented the nature of the products and the fees during the time period 2003-2023. MICHAEL JOSEPH KELLEY CRD#: 1021878 Call 800-500-4442 if …
Bill WESTCOTT Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Bill WESTCOTT Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Bill WESTCOTT Has An Investor Complaint. WILLIAM CARL WESTCOTT WILLIAM CARL WETTCOTT CRD#: 1007101 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. WILLIAM CARL WESTCOTT (CRD#: 1007101), a registered representative for LPL FINANCIAL …
Kevin Albritton Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Kevin Albritton Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former CWM, LLC investment adviser, Kevin Albritton Has An Investor Complaint. Kevin Webb Albritton CRD#: 727420 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Kevin Webb Albritton (CRD#: 727420), a former registered representative for CAMBRIDGE INVESTMENT RESEARCH, INC., …