DAN MANN Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses INDEPENDENT FINANCIAL GROUP, LLC investment adviser, DAN MANN Has Investor Complaints. DANIEL HEATON MANN DAN MANN CRD#: 4592568 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DANIEL HEATON MANN (CRD#: 4592568), a registered representative for INDEPENDENT FINANCIAL GROUP, LLC, …

AUBREY PARKER Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses WELLS FARGO ADVISORS investment adviser, AUBREY PARKER Has Investor Complaints. AUBREY DEXTER PARKER CRD#: 2454088 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   AUBREY DEXTER PARKER (CRD#: 2454088), a registered representative for WELLS FARGO CLEARING SERVICES, LLC, in Stone …

JOSEPH EISLER Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL FINANCIAL LLC investment adviser, JOSEPH EISLER Is the Subject of a FINRA Investigation. On January 21, 2025, FINRA made a preliminary determination to recommend that formal disciplinary action be brought against EISLER. JOSEPH ADAM EISLER CRD#: 2503507 Call 800-500-4442 if you …

LESTER HAMRICK Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MML INVESTORS SERVICES, LLC financial adviser, LESTER HAMRICK Has A Pending Investor Complaint. LESTER F HAMRICK CRD#: 5208155 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LESTER F HAMRICK (CRD#: 5208155), a registered representative for MML INVESTORS …

Ed Hill Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Ed Hill Has Multiple Investor Complaints. Edward Terral Hill EDWARD HILL, Ed Hill CRD#: 6008804 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   EDWARD HILL (CRD#: 6008804), a registered representative for LPL FINANCIAL …

ERIC GREEN Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CAPITOL SECURITIES MANAGEMENT, INC. broker, ERIC GREEN Has A Pending Investor Complaint. IAN GREENBLATT ERIC GREEN CRD#: 2276966 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   IAN GREENBLATT (CRD#: 2276966), a registered representative for CAPITOL SECURITIES MANAGEMENT, …

VIKASA Clean Energy I, LP Investigation | Goodman & Nekvasil, P.A. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. VIKASA Clean Energy I, LP and the Risks of Alternative Investments Many investors are not fully aware of the problems and risks associated with illiquid, high risk, alternative investments when they purchase them.   Investments …

KEN NAHRSTEDT Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses L.M. KOHN & COMPANY investment adviser, KEN NAHRSTEDT Suspended After FINRA Allegations. KENNETH H NAHRSTEDT KEN NAHRSTEDT CRD#: 2096953 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KENNETH H NAHRSTEDT (CRD#: 2096953), a registered representative for L.M. KOHN …

KEN WINGERTER Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY investment adviser, KEN WINGERTER Has A Pending Investor Complaint. KENNETH SCOTT WINGERTER KEN WINGERTER CRD#: 2741587 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KENNETH SCOTT WINGERTER (CRD#: 2741587), a registered representative for MORGAN STANLEY, …