Arni Diamond – Financial Advisor/Broker Arni Diamond Sold the High-Risk Investment, GPB Capital | Goodman & Nekvasil, P.A. Has Filed an Arbitration Claim Against Kalos Capital, Inc. Arni Diamond CRD #2667392 Arni Diamond is a licensed financial advisor with Dempsey Lord Smith, LLC. Arni Diamond was previously licensed with Kalos Capital, Inc. Goodman & Nekvasil, P.A. has filed an arbitration …
Robert Wesley Turley – Financial Advisor/Broker Robert Wesley Turley Sold the High-Risk Investment, American Realty Capital Trust
Investor Alert! Robert Wesley Turley – Financial Advisor/Broker Robert Wesley Turley Sold the High-Risk Investment, American Realty Capital Trust | Goodman & Nekvasil, P.A. Has Filed an Arbitration Claim Against Independent Financial Group, LLC Robert Wesley Turley CRD# 1519293 Robert Wesley Turley has been a licensed financial advisor with Independent Financial Group, LLC since 2005. Goodman & Nekvasil, P.A. has …
Jerry Angel – Financial Advisor/Broker Jerry Angel Sold the High-Risk Investment, American Realty Capital Trust V
Investor Alert! Jerry Angel – Financial Advisor/Broker Jerry Angel Sold the High-Risk Investment, American Realty Capital Trust V | Goodman & Nekvasil, P.A. Has Filed an Arbitration Claim Against Transamerica Financial Advisors, Inc. Jerry Angel CRD# 1466898 Jerry Angel was a formerly licensed financial advisor with Transamerica Financial Advisors, Inc. Goodman & Nekvasil, P.A. has filed an arbitration claim on …
Anukul Dass – Financial Advisor/Broker Anukul Dass Barred from Securities Industry
Anukul Dass – Financial Advisor/Broker Anukul Dass Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Anukul Dass CRD #4590390 Anukul Das was a previously licensed financial advisor with NYLife Securities LLC. According to Anukul Dass’ BrokerCheck report, Anukul Dass was barred from the securities industry in January 2019. According to FINRA Allegations: Anukul Dass failed …
Kenneth Barroga – Customer Dispute Filed Involving Financial Advisor/Broker Kenneth Barroga
Kenneth Barroga – Customer Dispute Filed Involving Financial Advisor/Broker Kenneth Barroga | Goodman & Nekvasil P.A., May Recover Investor Losses Kenneth Barroga CRD #2288752 Kenneth Barroga has been licensed with Crown Capital Securities, LP since 2011. According to Kenneth Barroga’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Kenneth Barroga. Customer Dispute 11/28/18: Claimant alleged …
Christopher Simonds – Financial Advisor/Broker Christopher Simonds Barred from Securities Industry
Christopher Simonds – Financial Advisor/Broker Christopher Simonds Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Christopher Simonds CRD #6636374 Christopher Simonds was a previously licensed financial advisor with Edward Jones. According to Christopher Simonds’s BrokerCheck report, Christopher Simonds was barred from the securities industry in November 2018. According to FINRA Allegations: Christopher Simonds failed to …
James Henry Duffy – Customer Dispute Filed Involving Financial Advisor/Broker James Henry Duffy
James Henry Duffy – Customer Dispute Filed Involving Financial Advisor/Broker James Henry Duffy | Goodman & Nekvasil P.A., May Recover Investor Losses James Henry Duffy CRD #1652887 James Duffy has been licensed with Morgan Stanley since 2009. According to James Duffy’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against James Duffy. Customer Dispute 12/27/16: Claimant …
Richard Minichino – Financial Advisor/Broker Richard Minichino Barred from Securities Industry
Richard Minichino – Financial Advisor/Broker Richard Minichino Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Richard Minichino CRD #5760862 Richard Minichino was a previously licensed financial advisor with Next Financial Group, Inc. and Wunderlich Securities, Inc. According to Richard Minichino’s BrokerCheck report, Richard Minichino was barred from the securities industry in December 2018. According to …
Isaac Onu – Financial Advisor/Broker Isaac Onu Barred from Securities Industry
Isaac Onu – Financial Advisor/Broker Isaac Onu Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Isaac Onu aka Ajah Onu CRD #5952312 Isaac Onu was a previously licensed financial advisor with Pruco Securities, LLC. According to Isaac Onu’s BrokerCheck report, Isaac Onu was barred from the securities industry in December 2018. According to FINRA Allegations: …
Denise Peskar – Financial Advisor/Broker Denise Peskar Barred from Securities Industry
Denise Peskar – Financial Advisor/Broker Denise Peskar Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Denise Peskar aka Denise Marie Peskar CRD #6100786 Denise Peskar was a previously licensed financial advisor with Pruco Securities, LLC. According to Denise Peskar’s BrokerCheck report, Denise Peskar was barred from the securities industry in December 2018. According to FINRA …