Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses Complaint Filed Against MONEY CONCEPTS CAPITAL CORP Broker, Joe Carroll Doggett. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Joe Carroll Doggett. A customer dispute filed against Joe Carroll Doggett (CRD #1033987) is currently pending in FINRA arbitration (Case No. 25-01527), stemming from actions while he …
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Gary Thomas Madrid – May Recover Investor Losses Complaint Filed Against Broker Gary Thomas Madrid. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Gary Thomas Madrid. Investor Alert: Gary Thomas Madrid (CRD #1934700), a registered broker with WestPark Capital, Inc. in Irvine, California, is facing a recent customer complaint filed on August 13, 2025 …
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses
Investor Alert: Complaint Filed Against Broker Ford Gray Keeler – May Recover Investor Losses Complaint Filed Against Broker Ford Gray Keeler. Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Ford Gray Keeler. Ford Gray Keeler (CRD#: 1696709) is a broker with nearly 40 years of experience and is currently registered with LPL Financial LLC in Grand Junction, Colorado. In June …
Investor Alert: SEC Complaint Alleges Ponzi Scheme by Henry Paul Regan, Jr. — May Recover Investor Losses
Investor Alert: SEC Complaint Alleges Ponzi Scheme by Henry Paul Regan, Jr. — May Recover Investor Losses If you invested in promissory notes, partnership interests, or other offerings tied to Henry Paul Regan, Jr. through your broker, this alert is for you. A recent SEC complaint (filed September 4, 2025) alleges that Regan ran a multi‐million-dollar investment fraud—which, in many …
Broker Complaint: William Bernard “Bill” Tunink, CRD# 2738224 – May Recover Investor Losses
Broker Complaint: William Bernard “Bill” Tunink, CRD# 2738224 – May Recover Investor Losses A recent complaint filed against broker Bill Tunink raises serious concerns for any investor who may have loaned money to their broker. Goodman & Nekvasil, P.A. is representing claimant with losses from money loaned to Tunink. What Happened In August 2025, a customer alleges that they lent $140,000 …
Investor Alert: Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds – May Recover Investor Losses
Investor Alert: Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds – Goodman & Nekvasil, P.A., May Recover Investor Losses Jose Abel Gamez (CRD#: 4292479) Terminated After Allegations of Misusing Client Funds. October 17, 2025 Update: Gamez consents to a bar from associating with any FINRA member in all capacities. September 2025 — San Antonio, TX According …
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors
WOLF RUN, a Delaware Statutory Trust Investigation | Goodman & Nekvasil, P.A. Representing Investors WOLF RUN, a Delaware Statutory Trust Investigation 1/19/26 Update: Goodman & Nekvasil, P.A. files claim against Cabin Securities, Inc. on behalf of two elderly retirees who purchased Wolf Run, a Delaware Statutory Trust. 11/18/25 Update: Goodman & Nekvasil P.A. files FINRA Arbitration Claim against CAPULENT …
JOHN STAPLETON – SPARTAN CAPITAL SECURITIES, LLC Broker Has Pending Investor Complaints – May Recover Investor Losses
JOHN STAPLETON – SPARTAN CAPITAL SECURITIES, LLC Broker Has Pending Investor Complaints – May Recover Investor Losses SPARTAN CAPITAL SECURITIES, LLC Broker, John Stapleton Has Pending Investor Complaints. JOHN JOSEPH STAPLETON CRD#: 2791194 Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Mike Morrison John Joseph Stapleton (CRD #: 2791194) is currently the subject of a pending customer complaint, per his …
MIKE MORRISON – CENTAURUS FINANCIAL, INC. Broker Has A Pending Investor Complaint – May Recover Investor Losses
MIKE MORRISON – CENTAURUS FINANCIAL, INC. Broker Has A Pending Investor Complaint – May Recover Investor Losses CENTAURUS FINANCIAL, INC. Broker, Mike Morrison Has A Pending Investor Complaint. CLOVIS MIKE MORRISON CRD#: 1730240 Goodman & Nekvasil, P.A. Investigates Claims Involving Broker Mike Morrison Clovis Mike Morrison (CRD#: 1730240) is currently facing a pending customer complaint, according to publicly available records from …
Investor Alert: SEC Charges Daryl F. Heller and His Companies in Massive $770M ATM Ponzi Scheme
Investor Alert: SEC Charges Daryl F. Heller and His Companies in Massive $770M ATM Ponzi Scheme Summary The U.S. Securities and Exchange Commission (SEC) has officially charged Daryl F. Heller, along with Prestige Investment Group, LLC, and Paramount Management Group, LLC, with orchestrating a multi-year Ponzi scheme. The allegations include raising over $770 million from approximately 2,700 investors — many …