William King Has Customer Complaints | Goodman & Nekvasil P.A. May Recover Investor Losses William King, Merrill Lynch Investigation William King has customer complaints for allegedly recommending unsuitable investments and unauthorized trades. Goodman & Nekvasil, P.A. is investigating William King, formerly with Merrill Lynch. William King a/k/a Bill King (CRD#: 1432593), formerly with Merrill Lynch has four customer complaints. Goodman …
Jeffrey Cohen is barred from Moloney Securities | May Recover Investor Losses
Jeffrey Cohen is barred from Moloney Securities | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Cohen a/k/a Jeffrey Max Cohen (CRD#: 2528929), Henderson, Nevada is barred from Moloney Securities. Bonney also has nine settled customer complaints which dispute the sales practices of the securities broker who worked for Moloney Securities. Cohen Barred By FINRA For Failure To …
DARIEN BONNEY is barred and terminated from MML Investor Services LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
DARIEN BONNEY is barred and terminated from MML Investor Services LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Darien Bonney a/ka/ Darien Euclid Bonne (CRD: 4899007, Scottsdale, Arizona is barred and terminated after allegations of selling away. Bonney also has customer complaints which dispute the sales practices of the securities broker who worked for MML Investors Services LLC. …
James Viktora Fired From Merrill Lynch | May Recover Investor Losses
James Viktora Fired From Merrill Lynch | Goodman & Nekvasil P.A. May Recover Investor Losses James Viktora aka, JAMES R VIKATOKA (CRD 5284023) Investigation James Viktora was fired by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and has a pending customer complaint. Viktora was fired based on the following allegations: Viktora’s alleged conduct involved entering into a financial …
Complaints Filed Against Rick Alan Davidson | May Recover Investor Losses
Complaints Filed Against Rick Alan Davidson | Goodman & Nekvasil P.A. May Recover Investor Losses RICK ALAN DAVIDSON a/k/a Rick Davidson (CRD#: 1315998) has numerous customer complaints filed against him. Goodman & Nekvasil, P.A. is reviewing claims made by former clients of Rick Davidson with AMERICAN TRUST INVESTMENT SERVICES, INC. Customer allegations include unsuitable investment recommendations, churning, excessive trading and …
Angelo Anello Has Customer Complaints | May Recover Investor Losses
Angelo Anello Has Customer Complaints | Goodman & Nekvasil P.A. May Recover Investor Losses Angelo Anello has customer complaints for allegedly recommending unsuitable investments. Goodman & Nekvasil, P.A. is investigating Angelo Anello, with LPL Financial LLC. Angelo Anello a/k/a Angelo Frank Anello (CRD#: 2835091) with LPL Financial has four customer complaints. Goodman & Nekvasil, P.A. May Recover Investor Losses If …
Jermaine Benjamin Barred from Selling Securities | May Recover Investor Losses
Jermaine Benjamin Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses Jermaine Benjamin a/k/a Jermaine K Benjamin (CRD#: 6152653) Barred from Selling Securities. Goodman & Nekvasil, P.A. is investigating Jermaine Benjamin, formerly with Pruco Securities, LLC. Benjamin consented to the sanction and to the entry of findings that he refused to provide documents and information requested …
Complaint Filed Against DUNCAN MACEACHERN | May Recover Investor Losses
Complaint Filed Against DUNCAN MACEACHERN | Goodman & Nekvasil P.A. May Recover Investor Losses DUNCAN MACEACHERN a/k/a DUNCAN GERARD MACEACHERN (CRD#: 1856591) has a complaint filed against Centaurus Financial, Inc. Goodman & Nekvasil, P.A. is reviewing claims made by a former client of Duncan Gerard MacEachern, formerly with Centaurus Financial and now with LPL Financial. MacEachern was a registered representative …
Chris Carpenter Barred from Selling Securities | May Recover Investor Losses
Chris Carpenter Is Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses Chris Carpenter a/k/a Christopher John Carpenter (CRD#: 6601132) Is Barred From Selling Securities. Chris Carpenter consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA. The findings stated that this matter originated from …
MICHAEL RAINERI Is Barred from Selling Securities | May Recover Investor Losses
MICHAEL RAINERI Is Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses MICHAEL RAINERI a/k/a MICHAEL PATRICK RAINERI (CRD#: 4817558) Is Barred From Selling Securities. Michael Raineri consented to the sanction and to the entry of findings that he converted customer funds. The findings stated that, at the request of one of his customers, Raineri began paying …