Frank Carrasco Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses UBS FINANCIAL SERVICES INC. investment adviser, Frank Carrasco has an investor complaint. FRANK JULIO CARRASCO FRANCO CARRASCO, FRANK JULIO CARRASCO MALDONADO CRD#: 2006959 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   FRANK JULIO CARRASCO (CRD#: 2006959), a  registered broker for UBS …

Shon McLain Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MML INVESTORS SERVICES, LLC investment adviser, Shon McLain has an investor complaint. SHON IVAN MCLAIN CRD#: 4141062 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SHON IVAN MCLAIN (CRD#: 4141062), a  registered broker for MML INVESTORS SERVICES, LLC, in Saratoga Springs, …

Dustin Smith Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED investment adviser, Dustin Smith has an investor complaint. Dustin Andrew Smith CRD#: 5245206 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Dustin Andrew Smith (CRD#: 5245206), a  registered broker for MERRILL LYNCH, PIERCE, FENNER …

Roberto Fortuno Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses UBS FINANCIAL SERVICES INC. investment adviser, Roberto Fortuno has an investor complaint. ROBERTO JOSE FORTUNO ROBERTO J FORTUNO BURSET, ROBERTO JOSE FORTUNO BURSET CRD#: 2323674 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ROBERTO JOSE FORTUNO (CRD#: 2323674), a  registered broker …

Jason Kimber Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses J.W. COLE FINANCIAL, INC. investment adviser, Jason Kimber has investor complaints. Jason Kimber CRD#: 6244188 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Jason Kimber (CRD#: 6244188), a registered broker for J.W. COLE FINANCIAL, INC., in LOGAN, UT, has multiple …

Joshua Jenkins Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC broker, Joshua Jenkins has an investor complaint. JOSHUA LEON JENKINS CRD#: 6061301 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOSHUA LEON JENKINS (CRD#: 6061301), a  formerly registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, …

Chad Lombardi Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Morgan Stanley investment adviser, Chad Lombardi has an investor complaint. CHARLES DONALD LOMBARDI JR CHAD LOMBARDI, CHARLES DONALD LOMBARDI, CHARLES DONALD LOMBARDI JR JR, CHARLES DONALD LOMBARDI JR. JR CRD#: 2846847 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   …

Kathleen Hansen Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former LPL FINANCIAL LLC broker, Kathleen Hansen discharged after allegations. KATHLEEN REAMS HANSEN KATHLEEN MARIA HANSEN, K M MASTRO, KATHLEEN MARIA REAMS CRD#: 1372264 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KATHLEEN REAMS HANSEN (CRD#: 1372264), a  formerly registered broker for LPL …

Kevin Moriarty Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former STIFEL, NICOLAUS & COMPANY, INCORPORATED broker, Kevin Moriarty discharged after allegations. Kevin Moriarty Kevin Garrett Moriarty CRD#: 7257643 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Kevin Garrett Moriarty (CRD#: 7257643), a  formerly registered broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED, …

Daniel Vatterott – Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Losses FINRA suspended Daniel Vatterott. DANIEL HERNAN VATTEROTT Daniel Vatterott CRD#: 1263265 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DANIEL HERNAN VATTEROTT (CRD#: 1263265), a registered broker for OPPENHEIMER & CO. INC., in ST. LOUIS, MO, was suspended from the securities …