MIKE DEPAUL Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CENTAURUS FINANCIAL, INC. Investment Adviser, Mike Depaul has an investor complaint.  LAWRENCE MICHAEL DEPAUL JR MIKE DEPAUL CRD#: 4540570 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LAWRENCE MICHAEL DEPAUL JR (CRD#: 4540570), a registered broker for CENTAURUS FINANCIAL, INC. in …

Mark Bloom Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AVANTAX INVESTMENT SERVICES, INC. Investment Adviser, Mark Bloom has an investor complaint.  Mark James Bloom CRD#: 6933619 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Mark James Bloom (CRD#: 6933619), a registered broker for AVANTAX INVESTMENT SERVICES, INC. in Atlanta, GA, …

Jason Mitsuda Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses PRUCO SECURITIES, LLC. Investment Adviser, Jason Mitsuda has an investor complaint.  Jason Mitsuda Jason Kazuo Mitsuda CRD#: 6718373 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Jason Kazuo Mitsuda (CRD#: 6718373), a registered broker for PRUCO SECURITIES, LLC. in  HONOLULU, HI, …

Ron Bucher Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former PINNACLE INVESTMENTS, LLC Investment Adviser, Ron Bucher has investor complaints.  RONALD LUTHER BUCHER RON BUCHER, Ronald L Bucher CRD#: 1804910 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RONALD LUTHER BUCHER (CRD#: 1804910), a formerly registered broker for PINNACLE INVESTMENTS, …

Tavic Francis is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A., May Recover Investor Losses Former GOLDMAN SACHS & CO. LLC Broker, Tavic Francis is the subject of a FINRA investigation. Tavic OShane Lloyd FRANCIS Tavic FRANCIS, Tavic Oshane Lloyd Francis CRD#: 6676717 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Tavic …

Darren Ting Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Darren Ting suspended after FINRA allegations. Darren N Ting Darren Nickolas Ting, Darren Ting CRD#: 6814035 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Darren Nickolas Ting (CRD#: 6814035), a former broker for J.P. MORGAN SECURITIES LLC, in Cleveland, …

NABIL BOUAB Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses GARDEN STATE SECURITIES, INC. Investment Adviser, NABIL BOUAB has multiple investor complaints.  NABIL BOUAB BILO BOUAB CRD#: 4340284 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   BILO BOUAB (CRD#: 4340284), a registered broker for GARDEN STATE SECURITIES, INC. in Red …

Brad Brooks Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Brad Brooks suspended after FINRA allegations. BRAD Curtis BROOKS BRAD C BROOKS CRD#: 1584633 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   BRAD Curtis BROOKS (CRD#: 1584633), a former broker for TITAN SECURITIES, in Plano, TX, was suspended by …

Lucas Hales Suspended After FINRA Alleges Private Securities Transactions Totaling $3 million  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Lucas Hales suspended after FINRA alleges private securities transactions totaling $3 million. LUCAS R HALES CRD#: 6258497 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LUCAS R HALES (CRD#: 6258497), a former broker …

Tory Duggins Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Tory Duggins suspended after FINRA allegations. TORY A DUGGINS CRD#: 4556340 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TORY A DUGGINS (CRD#: 4556340), a former broker for SPARTAN CAPITAL SECURITIES, LLC, in New York, NY, was suspended by …