Dean Thompson Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses WELLS FARGO CLEARING SERVICES, LLC Investment Adviser, Dean Thompson has an investor complaint.  DEAN MITCHELL THOMPSON DEAN MITCHELL THOMPSON CRD#: 2162039 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DEAN MITCHELL THOMPSON (CRD#: 2162039), a registered broker for WELLS FARGO CLEARING …

Christina Abbey Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses RAYMOND JAMES & ASSOCIATES, INC. Investment Adviser, Christina Abbey has an investor complaint.  CHRISTINA MARIE ABBEY CHRISTINA MARIE PAUL CRD#: 6262403 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHRISTINA MARIE ABBEY (CRD#: 6262403), a registered broker for RAYMOND JAMES & …

Rick Acker Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CENTAURUS FINANCIAL, INC. registered representative, Rick Acker has an investor complaint.  RICHARD GLENN ACKER RICK ACKER CRD#: 3061037 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RICHARD GLENN ACKER (CRD#: 3061037), a registered broker for CENTAURUS FINANCIAL, INC. in Brooklyn, NY, has …

Power REIT  Losses?  | Going Concern Opinion Issued by Independent Audit Firm Power REIT  Losses? Power REIT Receives Audit Opinion with Going Concern According to a recent press release, Power REIT, announced that the audited financial statements contained an unqualified audit opinion from its independent registered public accounting firm that included an explanatory paragraph related to the Trust’s ability to …

FORREST JAMES Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EMERSON EQUITY LLC registered representative, FORREST JAMES has an investor complaint.  FORREST JAMES FORREST JAMES WOJDAN, FORREST WOJDAN CRD#: 1263114 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   FORREST JAMES (CRD#: 1263114), a registered broker for EMERSON EQUITY LLC in Irvine, …

Dave Ford Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC Investment Adviser, Dave Ford has an investor complaint.  DAVID PATRICK FORD DAVE FORD CRD#: 2246830 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DAVID PATRICK FORD (CRD#: 2246830), a registered broker for LPL FINANCIAL LLC in SPOONER, WI, has …

MIKE CULWELL Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EMERSON EQUITY LLC registered representative, Mike Culwell has an investor complaint.  MICHAEL GREGORY CULWELL MIKE CULWELL CRD#: 5989109 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MICHAEL GREGORY CULWELL (CRD#: 5989109), a formerly registered broker for EMERSON EQUITY LLC in Irvine, …

SANDY SCHMIDT Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses THE LEADERS GROUP, INC. registered representative, Sandy Schmidt has an investor complaint.  Sanford Allen Schmidt SANDY SCHMIDT CRD#: 1163559 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Sanford Allen Schmidt (CRD#: 1163559), a formerly registered broker for THE LEADERS GROUP, INC. in …

Joe Jackson Has GWG Holdings L-Bonds Customer Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses CAPITAL INVESTMENT GROUP, INC. Broker, Joe Jackson Has GWG Holdings L-Bonds Customer Complaints. JOSEPH DEWEY JACKSON JOE JACKSON, JOEY JACKSON CRD#: 2351290 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.   JOSEPH DEWEY JACKSON (CRD#: 2351290), a registered broker for …

Mark Manning –  Barred by FINRA FINRA barred Mark Manning for refusing to provide documents. MARK W MANNING CRD#: 2599852 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MARK W MANNING (CRD#: 2599852), a formerly registered broker for LPL FINANCIAL LLC, in Fishkill, NY, is barred from the securities industry. FINRA barred Manning based on …