Rick Lopez Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses ARKADIOS WEALTH ADVISORS investment adviser, RICK LOPEZ has an investor complaint. ENRIQUE LOPEZ RICK LOPEZ CRD#: 2209385 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ENRIQUE LOPEZ (CRD#: 2209385), a broker for ARKADIOS CAPITAL in McAllen, TX, has an investor …

ROSALINE ALAM Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former PRUCO SECURITIES, LLC.  broker, ROSALINE ALAM barred by FINRA ROSALINE ALAM ROSALINE ALRACHID CRD#: 5742202 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ROSALINE ALAM (CRD#: 5742202), a  formerly registered broker for PRUCO SECURITIES, LLC., in Claremont, CA, consented to a bar …

GINO RAHMAN Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED  broker, Gino Rahman barred by FINRA IMDADUR RAHMAN GINO RAHMAN CRD#: 2476187 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   IMDADUR RAHMAN (CRD#: 2476187), a  formerly registered broker for MERRILL LYNCH, PIERCE, FENNER & SMITH …

CRAIG BONN Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses HARLEY CAPITAL LLC broker, CRAIG BONN has an investor complaint. CRAIG AARON BONN CRAIG BONN, CRAIN AARON BONN CRD#: 2280460 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CRAIG AARON BONN (CRD#: 2280460), a registered representative for HARLEY …

DH Hill Securities, LLLP  – Fined & Reprimanded By Texas State Securities Board DH Hill Securities, LLLP  – Fined & Reprimanded By Texas State Securities Board   Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DH Hill Securities, LLLP (CRD#: 41528/SEC#: 8-49475), a registered brokerage firm in KINGWOOD, TX.  The Texas State Securities Board recently …

MIKE HAMILTON  –  SEC Investigation of CENTAURUS FINANCIAL, INC. Broker MIKE HAMILTON  –  SEC Investigation of CENTAURUS FINANCIAL, INC. Broker MICHAEL YOUNG HAMILTON MICHAEL HAMILTON, MIKE HAMILTON CRD#: 2038138 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MICHAEL YOUNG HAMILTON (CRD#: 2038138), a registered representative for CENTAURUS FINANCIAL, INC. in FT. MYERS, FL, …

Eric Dupre   –  Customer of Former Ameriprise Broker Alleges Massive Theft Eric Dupre   –  Customer of Former Ameriprise Broker Alleges Massive Theft Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ERIC ANTHONY DUPRE (CRD#: 2174456), a  formerly registered representative for AMERIPRISE FINANCIAL SERVICES, LLC in San Antonio, TX, has an investor complaint demanding over …

STEVE WEDEL Has Investor Complaints  – Goodman & Nekvasil, P.A. May Recover Investor Losses RFG ADVISORY, LLC investment adviser, STEVE WEDEL has investor complaints. STEPHEN HERMAN WEDEL STEVE WEDEL CRD#: 1221992 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEPHEN HERMAN WEDEL (CRD#: 1221992), a broker for PRIVATE CLIENT SERVICES, LLC in Naples, …

Laura Shrawder-Miles Has A Settled BDC REIT Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses KOVACK ADVISORS, INC. investment adviser, Laura Shrawder-Miles has a settled BDC REIT investor complaint. Laura Renee Shrawder-Miles LAURA RENEE HOUENSTINE, LAURA RENEE SHRAWDER CRD#: 2384721 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Laura Renee Shrawder-Miles …

JOHN EGGLETON Has A REIT Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses AMERITAS ADVISORY SERVICES, LLC investment adviser, JOHN EGGLETON has a REIT investor complaint. JOHN EGGLETON CRD#: 4954717 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN EGGLETON (CRD#: 4954717), a broker for AMERITAS INVESTMENT COMPANY, LLC in Dallas, TX, …