ANDREW GENTILUOMO Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses ESI FINANCIAL ADVISORS investment adviser, ANDREW GENTILUOMO has an investor complaint.  ANDREW GENTILUOMO CRD#: 4975462 ANDREW GENTILUOMO (CRD#: 4975462), a registered representative for EQUITY SERVICES, INC. in ROANOKE, VA, has an investor complaint.  According to GENTILUOMO’s FINRA BrokerCheck report, Customer alleges Blue Sky, Breach of Fiduciary Duty, …

BEATTY MCDONALD Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses MCDONALD PARTNERS LLC investment adviser, BEATTY MCDONALD Is the Subject of a FINRA Investigation. ARNOLD BEATTY MCDONALD A BEATTY MCDONALD, ARNOLD B MCDONALD, BEATTY MCDONALD CRD#: 5126644 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ARNOLD …

Jonathan Harvey Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses JANNEY MONTGOMERY SCOTT LLC investment adviser, Jonathan Harvey has an investor complaint.  JONATHAN ROBERT HARVEY CRD#: 4558464 JONATHAN ROBERT HARVEY (CRD#: 4558464), a registered representative for JANNEY MONTGOMERY SCOTT LLC in DOYLESTOWN, PA, has an investor complaint.  According to Harvey’s FINRA BrokerCheck report, Claimants allege that their …

William GB Harvey Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses JANNEY MONTGOMERY SCOTT LLC investment adviser, William GB Harvey has an investor complaint.  WILLIAM GB HARVEY WILLIAM GEORGE BRYANT HARVEY CRD#: 2398782 WILLIAM GEORGE BRYANT HARVEY (CRD#: 2398782), a registered representative for JANNEY MONTGOMERY SCOTT LLC in DOYLESTOWN, PA, has an investor complaint.  According to Harvey’s …

Bruce Hartzmark Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses OPPENHEIMER & CO. INC. investment adviser, Bruce Hartzmark has an investor complaint.  BRUCE ALAN HARTZMARK CRD#: 1106323 BRUCE ALAN HARTZMARK (CRD#: 1106323), a registered representative for OPPENHEIMER & CO. INC. in BEACHWOOD, OH, has an investor complaint.  According to Hartzmark’s FINRA BrokerCheck report, Claimants allege …

Thomas Shields Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, Thomas Shields has an investor complaint. Eoghan Thomas Shields CRD#: 7405619 Eoghan Thomas Shields (CRD#: 7405619), a registered representative for J.P. MORGAN SECURITIES LLC in San Francisco, CA, has an investor complaint.  According to Hawkins’ FINRA BrokerCheck report, Client alleges unsuitable …

Tim Hawkins Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, Tim Hawkins has an investor complaint. TIMOTHY JAMES HAWKINS TIM JAMES HAWKINS CRD#: 5800637 TIMOTHY JAMES HAWKINS (CRD#: 5800637), a registered representative for J.P. MORGAN SECURITIES LLC in San Francisco, CA, has an investor complaint.  According to Hawkins’ FINRA BrokerCheck report, …

HAMID DERBANI Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, HAMID DERBANI has an investor complaint. HAMID DERBANI CRD#: 6899972 HAMID DERBANI (CRD#: 6899972), a registered representative for J.P. MORGAN SECURITIES LLC in San Francisco, CA, has an investor complaint.  According to Derbani’s FINRA BrokerCheck report, Client alleges unsuitable …

Raphael Correa Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, Raphael Correa has an investor complaint. Raphael Correa RAPHAEL SALLES CORREA CRD#: 7453023 RAPHAEL SALLES CORREA (CRD#: 7453023), a registered representative for J.P. MORGAN SECURITIES LLC in San Francisco, CA, has an investor complaint.  According to Correa’s FINRA BrokerCheck report, Client …

Ronnie Dumag Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former PFS INVESTMENTS INC.  broker, Ronnie Dumag barred by FINRA RONNIE RINDON DUMAG CRD#: 4783585 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RONNIE RINDON DUMAG (CRD#: 4783585), a  formerly registered broker for PFS INVESTMENTS INC., in Sacramento, CA, consented to a bar …