Brian Vaught Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses J.P. MORGAN SECURITIES LLC investment adviser, Brian Vaught has an investor complaint.  Brian D Vaught BRIAN D. VAUGHT CRD#: 4640701 Brian D Vaught (CRD#: 4640701), a broker for J.P. MORGAN SECURITIES LLC in AURORA, CO, has an investor complaint.  According to Vaught’s FINRA BrokerCheck report, Customer alleges misrepresentation …

Rich Ceffalio Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses NEWEDGE ADVISORS investment adviser, RICH CEFFALIO has an investor complaint.  RICHARD ALLEN CEFFALIO JR JR RICHARD ALLEN CEFFALIO, RICH CEFFALIO CRD#: 2619565 RICHARD ALLEN CEFFALIO JR (CRD#: 2619565), a registered representative for  LPL FINANCIAL LLC in ARLINGTON HEIGHTS, IL, has an investor complaint.  According to Ceffalio’s FINRA BrokerCheck report, …

Guy Clemente Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses AEGIS CAPITAL CORP. investment adviser, Guy Clemente has an investor complaint.  GUY GREGORY CLEMENTE CRD#: 1222597 GUY GREGORY CLEMENTE (CRD#: 1222597), a registered representative for  AEGIS CAPITAL CORP. in NEW YORK, NY, has an investor complaint.  According to Clemente’s FINRA BrokerCheck report, Customer alleges Breach of Fiduciary Duty, Suitability, …

MARIA VALIDO Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses Former INFINEX INVESTMENTS, INC. broker, MARIA VALIDO has an investor complaint.  MARIA KARINA VALIDO MARIA KARINA PAYRET, MARIA VALIDO CRD#: 6324596 MARIA KARINA VALIDO (CRD#: 6324596), a former registered representative for  INFINEX INVESTMENTS, INC. in Miami, FL, has an investor complaint.  According to Valido’s FINRA BrokerCheck report, Customer …

Monica Osborne Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses AVANTAX ADVISORY SERVICES investment adviser, Monica Osborne has an investor complaint.  MONICA ALICIA OSBORNE MONICA A OSBORNE CRD#: 3256608 MONICA ALICIA OSBORNE (CRD#: 3256608), a registered representative for  AVANTAX INVESTMENT SERVICES, INC. in Anthem, AZ, has an investor complaint.  According to OSBORNE’s FINRA BrokerCheck report, Customer alleged the representative …

Grant Carodine Has An Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses EDWARD JONES investment adviser, Grant Carodine has an investor complaint.  Grant Carodine Grant W. Carodine, Grant William Carodine CRD#: 6691250 Grant William Carodine (CRD#: 6691250), a registered representative for  EDWARD JONES in Huntsville, AL, has an investor complaint.  According to Carodine‘s FINRA BrokerCheck report, Claimant asserts various claims, …

TriLinc Global Impact Fund Investigation | Net Asset Value (NAV) Loss Goodman & Nekvasil is representing investors who have losses in TriLinc Global Impact Fund. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TriLinc Global Impact Fund Investigation and the Risks of Alternative Investments Many investors are not fully aware of the problems …

AllianceBernstein and Sanford Bernstein “Option Advantage” Strategy Investigation | Goodman & Nekvasil, P.A.   AllianceBernstein and Sanford Bernstein “Option Advantage” Strategy Investigation The Option Advantage strategy was allegedly promoted as a low-risk investment for clients.  The use of margin was allegedly introduced to unsophisticated clients.  Clients were allegedly told they would not have to invest additional funds by agreeing to …

SEC Judgement against David Wells for Stealing Clients’ Money  – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Judgement against David Wells for Stealing Clients’ Money. DAVID S WELLS David Sheldon Wells, David Wells CRD#: 6774493 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   David Sheldon Wells a former broker for FIFTH THIRD SECURITIES, …

Kevin Kelly Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Kevin Kelly has  investor complaints. Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   Kevin Lawrence Kelly (CRD#: 2293119), a registered broker and financial adviser for AVANTAX INVESTMENT SERVICES, INC. in Atlanta, Georgia, has an investor complaint. …