Vermont Department of Financial Regulation Orders Colomont, Inc. to Pay Restitution – May Recover Investor Losses Vermont Department of Financial Regulation orders Colomont, Inc. to pay restitution of approximately $419,000 to at least 375 individuals who purchased unregistered shares of the company. Former AVANTAX INVESTMENT SERVICES, INC. registered representative, Stephen Polak Suspended and Fined Over His Role At Colomont, Inc. …

SEC Files Complaint Against JOHN MATSON  – Goodman & Nekvasil, P.A. May Recover Investor Losses SEC Files Complaint Against JOHN MATSON. JOHN NICHOLAS MATSON CRD#: 1796541 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN NICHOLAS MATSON (CRD#: 1796541), a former broker for LPL FINANCIAL LLC in MANHATTAN BEACH, CA, is the subject …

Timothy McConnell Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses THE AMERIFLEX GROUP investment adviser, Timothy McConnell has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. TIMOTHY DUNN MCCONNELL TIMOTHY D MCCONNELL CRD#: 1996005 TIMOTHY DUNN MCCONNELL (CRD#: 1996005), a registered representative …

JENNIFER HAN Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL FINANCIAL LLC investment adviser, JENNIFER HAN has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. JENNIFER HAN MALEK JENNIFER SHIHMING HAN, JENNIFER HAN CRD#: 3164482 JENNIFER HAN MALEK (CRD#: 3164482), a …

PAUL VANECEK Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL FINANCIAL LLC investment adviser, PAUL VANECEK has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. PAUL VANECEK CRD#: 3267746 PAUL VANECEK (CRD#: 3267746), a registered representative for LPL FINANCIAL LLC in …

Nicholas Hamilton Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Nicholas Hamilton has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. NICHOLAS KEARNEY HAMILTON NICHOLAS K HAMILTON CRD#: 4502993 NICHOLAS KEARNEY HAMILTON (CRD#: 4502993), a registered representative …

Mark Miller Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Mark Miller has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MARK NORMAN MILLER MARK MILLER CRD#: 1142801 MARK NORMAN MILLER (CRD#: 1142801), a registered representative for LPL FINANCIAL …

FARZAD RAUFI Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses FIDELITY PERSONAL AND WORKPLACE ADVISORS investment adviser, FARZAD RAUFI has a pending investor complaint.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. FARZAD RAUFI CRD#: 6943330 FARZAD RAUFI (CRD#: 6943330), a registered representative for FIDELITY BROKERAGE SERVICES LLC …

Sean McCabe Has Pending Investor Complaints  – Goodman & Nekvasil, P.A. May Recover Investor Losses NETWORK 1 FINANCIAL SECURITIES INC. broker, Sean McCabe has pending investor complaints.     Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. SEAN P MCCABE CRD#: 5479643 SEAN P MCCABE (CRD#: 5479643), a registered representative for NETWORK 1 FINANCIAL …