Dennis Domingo Cummings Perez – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Dennis Domingo Cummings Perez is a licensed financial advisor with Popular Securities LLC.
According to FINRA, Dennis Domingo Cummings Perez was fined $5,000 and suspended from the securities industry for 45 days in July 2021.
According to FINRA Allegations:
Cummings Perez consented to the sanctions and to the entry of findings that he instructed his sales assistant to use pre-signed, but otherwise blank, Letters of Authorization to effect transfers between customers’ accounts. The findings stated that Cummings Perez instructed his sales assistant to make the transfers after receiving instructions from the customers, who authorized the transfers. The findings also stated that Cummings Perez caused the firm to create and maintain inaccurate books and records.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Dennis Domingo Cummings Perez and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Dennis Domingo Cummings Perez’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Dennis Domingo Cummings Perez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 9/8/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.