David Wall – Customer Disputes Filed Involving Financial Advisor/Broker David Wall | Goodman & Nekvasil P.A. May Recover Investor Losses
David Wall a/k/a David Ralph Wall CRD #1651874
David Wall is a licensed financial advisor/broker with UBS Financial Services, Inc.
According to David Wall’s BrokerCheck report, three customer disputes have been filed alleging sales practice violations against David Wall.
Customer Dispute 12/31/20: Allegations include unsuitable, illiquid investments were recommended in 2014. This customer dispute is pending.
Customer Dispute 7/22/20: Allegations within the Statement of Claim include representative (and others) solicited the sale of unsuitable securities. This customer dispute is pending and seeks $5,000,000 in damages.
Customer Dispute 7/22/20: Allegations within the Statement of Claim include representative (and others) solicited the sale of unsuitable securities. This customer dispute is pending and seeks $5,000,000 in damages. This customer dispute is pending and seeks $5,000,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with David Wall, you may be able to recover your losses. If you lost money on investments with David Wall and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Wall’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with David Wall and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/22/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.