Caz Craffy Is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Caz Craffy Barred
According to FINRA:
CARZ LEVINSKY CRAFFEY (CRD 5222223) a/k/a Caz Craffy consented to the sanction and to the entry of findings that he refused to produce information and documents and refused to appear for on-the-record testimony requested by FINRA during the course of an investigation that originated from a customer complaint made to it. The findings stated that FINRA sought to investigate, among other issues, Craffy’s potential conversion of customer money, loans or gifts from customers, active trading in customer accounts, and failure to fully disclose certain OBAs.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Caz Craffy, you may be able to recover your losses. If believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee. Unless you recover money, you pay us nothing.
Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for almost 40 years.
If you lost money on investments with Caz Craffy and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained on 1/31/22 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442