Goodman & Nekvasil P.A., May Recover Investor Losses | Jodie LaMarre, Financial Advisor Jodie LaMarre Suspended from Securities Industry Jodie LaMarre CRD #2127928 Jodie LaMarre was formerly licensed with Janney Montgomery Scott and Robert W. Baird & Co. Incorporated in Sarasota, Florida. FINRA reports that Jodie LaMarre was suspended from the securities industry for 1 year in March, 2018. According to …
Larry Templin – Financial Advisor Barred from Securities Industry
Larry Templin – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Templin CRD #2440316 Larry Templin was a formerly licensed financial advisor with Centaurus Financial, Inc. from 2006 to 2018 in Temple, Texas. FINRA reports that Larry Templin was discharged from Centaurus Financial on May 31, 2018. Centaurus Financial, Inc. reported to FINRA …
Goodman & Nekvasil, P.A. Law Office Announces a $121,659.80 FINRA Arbitration Award Against Wells Fargo Advisors Financial Network, LLC
Victimized Retired Farmer Successfully Alleges That Wells Fargo’s Rochester, Minnesota, Branch Office Recommended High-Risk, Unsuitable Energy Investments Victimized Retired Farmer Successfully Alleges That Wells Fargo’s Rochester, Minnesota, Branch Office Recommended High-Risk, Unsuitable Energy Investments and That His Financial Advisor, Adam T. Marquardt, Misrepresented the Annual Expenses Incurred in Replacing a Variable Annuity MINNEAPOLIS, MN – February 14, 2018 — Goodman …
Finra arbitration panel awards investor $276,000 in Woodbridge Ponzi scheme case
A Financial Industry Regulatory Authority Inc. arbitration panel has awarded $276,226 to an investor who lost money buying securities in what turned out to be a Ponzi scheme. Independent broker-dealer Quest Capital Strategies Inc. must pay the award for not supervising more closely one of its brokers, Frank R. Dietrich, who sold the investor $400,000 worth of mortgage notes sponsored …
$121,745.56 Arbitration Award on Behalf of Victims of the $1.2 Billion Woodbridge Mortgage Investment Fund Ponzi Scheme
Forest Securities, Inc., Loses Second Woodbridge Case to Go to a Final Hearing Milwaukee, Wisconsin, Arbitration Panel Finds That Broker-Dealer Violated the Securities and Exchange Act of 1934 and the Wisconsin Uniform Securities Law by Failing to Reasonably Supervise a Financial Advisor Working From His Home ST. PETERSBURG, Fla., Nov. 21, 2019 (GLOBE NEWSWIRE) — Goodman & Nekvasil, P.A., announces …