Goodman & Nekvasil P.A., May Recover Investor Losses – John Isaac Roach (John Roach) Suspended from Securities Industry and Fired by CCO Investment Services Corp. a.k.a Citizens Securities, Inc. From 2007 until John Roach’s firing in 2014, John Roach was licensed with CCO Investment Services Corp a.k.a. Citizens Securities, Inc. John Roach is now licensed with International Assets Advisory, LLC. According …

Michael Halla – Financial Advisor Michael Halla Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Halla CRD #2738221 From 1996 until Michael Halla’s resignation in 2012, Michael Halla was licensed with Ameriprise Financial Services, Inc. Michael Halla is now licensed with SII Investments, Inc. According to FINRA’s records, Michael Halla was permitted to resign …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert D. Mahoney (Robert Mahoney) Fired by LPL Financial LLC  From 2007 until Robert Mahoney’s firing in 2016, Robert Mahoney was licensed with LPL Financial LLC. According to FINRA’s records, Robert Mahoney was fired by LPL Financial LLC on July 11, 2016. LPL Financial LLC reported to FINRA that Robert Mahoney was …

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities – Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC  From 2001 until Ken Ahn’s firing in 2017, Ken Ahn was licensed with Pruco Securities, LLC. According to FINRA’s records, Ken Ahn was fired by Pruco Securities, LLC on May 25, 2017. Pruco Securities, LLC reported to FINRA that Ken …

Goodman & Nekvasil P.A., May Recover Losses on Promissory Notes or Other Investments – Gerard Anthony Fagnant (Gerard Fagnant) a/k/a Gerad Anthony Fagnant of LPL Financial LLC Barred from Securities Industry Gerard Fagnant was licensed with LPL Financial LLC from 2011 to 2015. Gerard Fagnant was previously licensed with Ameriprise Financial Services, Inc. Gerard Fagnant was barred from the securities and …

Goodman & Nekvasil P.A., May Recover Losses on Natural Resources Gateway Group and/or Other Investments – Daniel Lee Hudson (Daniel Hudson) Formerly Licensed with Pruco Securities, LLC and Suspended from Securities Industry From 2000 until 2012, Daniel Hudson was licensed with Pruco Securities, LLC. According to FINRA’s records, Daniel Hudson resigned from Pruco Securities, LLC on January 27, 2012. Pruco Securities, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC  From 2013 until Fernando Pohina’s firing in 2014, Fernando Pohina was licensed with Pruco Securities, LLC. Fernando Pohina was previously licensed with AXA Advisors, LLC. Fernando Pohina is now licensed with Hornor, Townsend & Kent, Inc. According to FINRA’s records, Fernando Pohina …

Goodman & Nekvasil P.A., May Recover Investor Losses – Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc. From 2012 until Matthew Smith’s firing in 2016, Matthew Smith was licensed with Proequities, Inc. Matthew Smith is now licensed with First Heartland Capital, Inc. According to FINRA’s records, Matthew Smith was fired by …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Devindra Sukhram (David Sukhram) Formerly Licensed with Cape Securities, Inc. Suspended from Securities Industry  David Sukhram was formerly licensed with Cape Securities, Inc. from 2011 to 2014. David Sukhram was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) for 15 days on August 17, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brion Patrick Harris (Brion Harris) Fired by Lincoln Financial Securities Corporation Since 2013, Brion Harris has been licensed with Summit Brokerage Services, Inc. Brion Harris was previously licensed with Cambridge Investment Research, Inc. and Lincoln Financial Securities Corporation. According to FINRA’s records Brion Harris was fired by Lincoln Financial Securities Corporation on …