Goodman & Nekvasil P.A, May Recover Investor Losses – Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation From 1997 until Richard Muhlberg’s firing in 2015, Richard Muhlberg was licensed with Sigma Financial Corporation. According to FINRA’s records, Richard Muhlberg was fired by Sigma Financial Corporation on June 5, 2015. Sigma Financial Corporation reported to FINRA that …

Goodman & Nekvasil P.A, May Recover Investor Losses – Edward Raymond Segur III (Eddie Segur) Formerly Licensed with Fordham Financial Management, Inc., Suspended from Securities Industry From 2015 until 2016, Eddie Segur was licensed with Fordham Financial Management, Inc. Eddie Segur was previously licensed with Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and Spartan Capital Securities, LLC. FINRA brought …

Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Earle Blanke (Steven Blanke) Formerly Licensed with Capital Financial Services, Inc.  Steven Blanke was licensed with Capital Financial Services, Inc. from 2006 to 2017. FINRA reports that two arbitration claims were filed involving Steven Blanke’s conduct with Capital Financial Services, Inc., alleging unsuitable recommendations, failure to supervise, violation of common law …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jerry Lou Guttman (Jerry Guttman) Fired by United Planners Financial Services of America A Limited Partner and Barred from Securities Industry From 2001 until Jerry Guttman’s firing in 2017, Jerry Guttman was licensed with United Planners Financial Services of America. According to FINRA’s records, Jerry Guttman was fired by United Planners Financial …

Barry Abrams – Financial Advisor Barry Abrams Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Barry Abrams CRD #488 From 2001 until Barry Abrams’ firing in 2013, Barry Abrams was licensed with Securities Service Network, Inc. Barry Abrams was subsequently licensed with BCG Securities, Inc. and is now licensed with Ameriprise Financial Services, Inc. According to …

William Lee Hutchinson (Bill Hutchinson) Formerly Licensed with J.P. Turner & Company L.L.C., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses Bill Hutchinson was licensed with J.P. Turner & Company L.L.C. from 2011 to 2014. Bill Hutchinson was subsequently licensed with IFS Securities. Bill Hutchinson was barred from the securities and investment banking industry …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Cathy Earnest, Financial Advisor Barred from Securities Industry Cathy Earnest, Cahty Ione Earnest, Cathy Rue CRD #2606992 Cathy Earnest was licensed with Pruco Securities, LLC from 1995 to 2015. Cathy Earnest was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on June 19, 2017. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry  Richard Ohlhaber was licensed with Southwest Securities, Inc. from 2008 to 2012. Richard Ohlhaber was subsequently licensed with FSC Securities Corporation. Richard Ohlhaber was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 27, 2014. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Kenneth Stephens (Robert Stephens) Permitted to Resign from Allstate Financial Services, LLC  From 2000 until Robert Stephens’ resignation in 2015, Robert Stephens was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Robert Stephens was permitted to resign from Allstate Financial Services, LLC on July 16, 2015. Allstate Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Michael Schwarz Jr. (Robert Schwarz) Fired by Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Barred from Securities Industry From 1999 until Robert Schwarz’ firing in 2012, Robert Schwarz was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Robert Schwarz was fired by Merrill Lynch, Pierce, …