DAN MCCLORY Has An Investor Complaint – May Recover Investor Losses

DAN MCCLORY Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses SUTTER SECURITIES CLEARING, LLC broker, DAN MCCLORY Has An Investor Complaint. DANIEL JOSEPH MCCLORY DAN MCCLORY CRD#: 1390780 DANIEL JOSEPH MCCLORY (CRD#: 1390780), a broker for SUTTER SECURITIES CLEARING, LLC in Irvine, CA, has an investor complaint.  According to McClory’s  FINRA BrokerCheck report, Former accredited investor client …

TOM CHAPMAN Has An Investor Complaint – May Recover Investor Losses

TOM CHAPMAN Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former EQUITABLE ADVISORS, LLC broker, TOM CHAPMAN Has An Investor Complaint. JAMES THOMAS CHAPMAN JAMES CHAPMAN, TOM CHAPMAN CRD#: 4837315 JAMES THOMAS CHAPMAN (CRD#: 7423209), a former broker for EQUITABLE ADVISORS, LLC in VESTAVIA HILLS, AL, has an investor complaint.  According to Chapman’s  FINRA BrokerCheck …

Bryson Blackwell Has An Investor Complaint – May Recover Investor Losses

Bryson Blackwell Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses REALTA EQUITIES, INC. broker, Bryson Blackwell Has An Investor Complaint. Bryson Blackwell CRD#: 7423209 Bryson Blackwell (CRD#: 7423209), a broker for REALTA EQUITIES, INC. in SCOTTSDALE, AZ, has an investor complaint.  According to Blackwell’s  FINRA BrokerCheck report, The claimants allege breach of its duties and …

David Olsen Has An Investor Complaint – May Recover Investor Losses

David Olsen Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former MADISON AVENUE SECURITIES, LLC broker, David Olsen Has An Investor Complaint. David Olsen DAVID OLSEN, David Thomas Olsen CRD#: 4823650 Dave Olsen (CRD#: 4823650), a former broker for MADISON AVENUE SECURITIES, LLC in FORT LAUDERDALE, FL, has an investor complaint.  According to Olsen’s  FINRA …

GARY HARLAP Has An Investor Complaint – May Recover Investor Losses

GARY HARLAP Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses UBS FINANCIAL SERVICES INC. broker, GARY HARLAP Has An Investor Complaint. IGOR HARLAP GARY HARLAP CRD#: 3125590 GARY HARLAP (CRD#: 3125590), a registered broker for UBS FINANCIAL SERVICES INC. in PHILADELPHIA, PA, has an investor complaint.  According to Harlap’s  FINRA BrokerCheck report, Allegations as stated …

STEPHEN WAGNER Terminated After LPL FINANCIAL LLC Allegations – May Recover Investor Losses

STEPHEN WAGNER Terminated After LPL FINANCIAL LLC Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses STEPHEN WAGNER Terminated After LPL FINANCIAL LLC Allegations. Wagner Allegedly Executed Transactions in Low-Priced Securities STEPHEN HANS WAGNER (CRD#: 2193508), a former broker for LPL FINANCIAL LLC in VENTURA, CA, was terminated by his previous broker dealer.  According to LPL FINANCIAL LLC, Wagner …

BRIAN CANDLER Has An Investor Complaint – May Recover Investor Losses

BRIAN CANDLER Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Dually registered JCC CAPITAL MARKETS, LLC and CABIN SECURITIES, INC. broker, BRIAN CANDLER Has An Investor Complaint. WILLIAM BRIAN CANDLER BRIAN CANDLER CRD#: 2802438 WILLIAM BRIAN CANDLER (CRD#: 2802438), a dually registered broker for JCC CAPITAL MARKETS, LLC and CABIN SECURITIES, INC. in Overland Park, …

TODD CIRELLA Has An Investor Complaint – May Recover Investor Losses

TODD CIRELLA Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses LAIDLAW & COMPANY (UK) LTD. broker, TODD CIRELLA Has An Investor Complaint. TODD ANTHONY CIRELLA CRD#: 2396336 TODD ANTHONY CIRELLA (CRD#: 5774832), a broker for LAIDLAW & COMPANY (UK) LTD. in New York, NY, has an investor complaint.  According to Cirella’s  FINRA BrokerCheck report, After …

EJ OKUMA Has An Investor Complaint – May Recover Investor Losses

EJ OKUMA Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Former EQUITABLE ADVISORS, LLC broker, EJ OKUMA Has An Investor Complaint. Ejiro Ode Okuma EJ ODE OKUMA, EJIRO O OKUMA CRD#: 5774832 Ejiro Ode Okuma (CRD#: 5774832), a former broker for EQUITABLE ADVISORS, LLC in Atlanta, GA, has an investor complaint.  According to Okuma’s  FINRA …