Goodman & Nekvasil P.A., May Recover Investor Losses | William Upchurch Jr, Financial Advisor Barred from Securities Industry William Upchurch was a formerly licensed financial advisor with PFS Investments, Inc. from 1983 to 2015. FINRA reports that William Upchurch was discharged from PFS Investments, Inc. on May 12, 2015. PFS Investments, Inc. reported to FINRA that William Upchurch allegedly sold fictitious …

Jimmy Moscoso, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Jimmy Moscoso CRD #2912265 Jimmy Moscoso was a previously licensed financial advisor with Lincoln Financial Advisors Corporation. FINRA reports that Jimmy Moscoso was barred from the securities and investment banking industry in February 2018. ACCORDING TO FINRA: Jimmy Moscoso consented to the sanction and to …

John Douglas Wade – John Wade, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Douglas Wade was a previously licensed financial advisor with U.S. Bancorp Investments, Inc. FINRA reports that John Douglas Wade was barred from the securities and investment banking industry in June 2018. ACCORDING TO FINRA: John Douglas Wade consented to …

Jaret Mutter, Virginia State Corporation Commission Places Jared Mutter Under Special Supervision | Goodman & Nekvasil P.A, May Recover Investor Losses  Jaret Mutter was licensed with Suntrust Investment Services, Inc., Investment Centers of America, Inc. and is now licensed with Cetera Advisor Networks LLC. FINRA reports that 5 customer disputes involving Jaret Mutter’s conduct have been filed. These customer disputes allege …

Goodman & Nekvasil P.A., May Recover Investor Losses | John White – John Robert White, Financial Advisor Suspended from Securities Industry John White is a currently licensed financial advisor with Frederick & Company, Inc in Pewaukee, Wisconsin. John White was previously licensed with Growth Capital Services, Inc. and ARI Financial Services, Inc. FINRA reports that John White was suspended from the …

GPB Capital Holdings Under Investigation by SEC, FBI, FINRA and State of Massachusetts | Goodman & Nekvasil P.A. May Recover Investor Losses CONTACT US AT 1-800-500-4442 FOR A FREE CONSULTATION  InvestmentNews reports that Massachusetts Secretary of the Commonwealth William Galvin, announced a sweeping investigation into 63 broker-dealer firms selling private placements from GPB Capital Holdings. InvestmentNews further reports that two …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including LINN ENERGY LLC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including EMERALD OIL INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including NORANDA ALUMINUM INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including MILAGRO OIL AND GAS INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies …