Goodman & Nekvasil P.A., May Recover Investor Losses | Frank Bazan – Financial Advisor Frank Bazan Suspended from Securities Industry  Frank Bazan Financial Advisor CRD #5593113 Frank Bazan was previously licensed with BBVA Securities, Inc. from 2013 to 2016. Frank Bazan consented to the sanctions and to the entry of findings that Frank Bazan failed to disclose that he was involved …

Mario Telfair, Financial Advisor Resigned from Pruco Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses |  From 2015 until Mario Telfair’s resignation in 2017, Mario Telfair was licensed with Pruco Securities, LLC. According to FINRA’s records, Mario Telfair voluntarily resigned from Pruco Securities, LLC. on May 22nd, 2017. Pruco Securities, LLC. reported to FINRA that resigned after Pruco …

Goodman & Nekvasil P.A., May Recover Investor Losses | Stu Godin – Stuart Myles Godin, Customer Disputes Settled Involving Financial Advisor Stu Godin is currently licensed with Western International Securities, Inc. in Los Angeles, California. Stu Godin was previously licensed with Financial West Group and RBC Capital Markets, LLC. According to Stu Godin’s CRD, 5 customer disputes were settled involving Stu …

Matthew Buchsbaum – Arbitration Claims Filed Involving Financial Advisor/Broker Matthew Buchsbaum | Goodman & Nekvasil P.A., May Recover Losses Matthew Buchsbaum CRD #2220565 Matthew Buchsbaum has been a licensed financial advisor/broker with UBS Financial Services, Inc. since 2015. Matthew Buchsbaum was previously licensed with Credit Suisse Securities (USA) LLC. According to Matthew Buchsbaum’s CRD, six customer disputes alleging sales practice …

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Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Abengoa Bioenergy US Holding LLC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including ENERGY AND EXPLORATION PARTNERS INC. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including PENN VIRGINIA CORPORATION. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have …

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including MILLER ENERGY RESOURCES. Even though high yield or junk bonds, notes, stock and limited partnership units issued by oil and gas companies have long …

Goodman & Nekvasil, P.A. May Recover Investor Losses | Ernest Romer – Financial Advisor Ernest Romer Discharged from Firm Ernest Romer CRD #2311741 From 2012 until Ernest Romer’s firing in 2017, Ernest Romer was licensed with Corecap Investments, Inc. Ernest Romer was formerly licensed with three previous firms. According to FINRA’s records, Ernest Romer was fired by Corecap Investments, Inc. on …