Brian Radoo – Customer Disputes Filed Involving Financial Advisor/Broker Brian Radoo | Goodman & Nekvasil P.A. May Recover Investor Losses
Brian Radoo is a previously licensed financial advisor/broker with Next Financial Group, Inc. Brian Radoo is also the Principal of SMB Holdings 1 LLC, W.U.R.M Assets LLC and Grouse Mountain Green, LLC.
According to Brian Radoo’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Brian Radoo.
Customer Dispute 4/8/20: Claimant’s former Registered Representative Brian Radoo offered them an investment in an unapproved outside business activity that involved a “cannabis cultivation” company. Claimant states that the firm, failed to supervise the representative’s outside business activity. This customer dispute is pending.
Brian Radoo was previously discharged by NEXT Financial Group, Inc. after allegedly participating in unreported, unapproved outside business activities.
According to FINRA, Brian Radoo was barred from the securities industry in December 2020.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Brian Radoo, you may be able to recover your losses. If you lost money on investments with Brian Radoo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Brian Radoo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Brian Radoo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/18/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.