Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Investment Trusts – Gary Joel Chackman (Gary Chackman) Fired by Summit Brokerage Services, Inc., LPL Financial LLC and Barred from Securities Industry From 2012 until Gary Chackman’s firing in 2013, Gary Chackman was licensed with Summit Brokerage Services, Inc. Gary Chackman was previously licensed with LPL Financial LLC and is …
Austin Dutton – Financial Advisor Auston Dutton Fined by the State of Pennsylvania
Goodman & Nekvasil P.A, May Recover Investor Losses | Austin Dutton – Financial Advisor Auston Dutton Fined by the State of Pennsylvania Austin Dutton CRD #2739167 Austin Dutton is licensed with Sandlapper Securities, LLC and was previously licensed with Center Street Securities, Inc. and Newbridge Securities Corporation. FINRA reports that Austin Dutton was fined $200,000 by the State of Pennsylvania …
Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC From June 2015 until Glen Delaney’s firing in August 2015, Glen Delaney was licensed with Primary Capital LLC. Glen Delaney is now licensed with Newbridge Securities Corporation. According to FINRA’s records, Glen Delaney was fired by Primary Capital LLC on July 21, …
Brent Morgan Porges (Brent Porges) Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Brent Morgan Porges (Brent Porges) Suspended from Securities Industry Brent Porges has been licensed with Meyers Associates, L.P., Newbridge Securities Corporation and Craig Scott Capital, LLC. Brent Porges was suspended from the securities and investment banking industry indefinitely by the Financial Industry Regulatory Authority (FINRA) in May 2017. FINRA reports that …
Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC From March 2015 until Joshua O’Gara’s firing in May 2016, Joshua O’Gara was licensed with MML Investors Services, LLC. Joshua O’Gara was previously licensed with Questar Capital Corporation. According to FINRA’s records, Joshua O’Gara was fired by MML Investors Services, LLC …
Miller Energy Resources, Inc. (MILLQ) – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Miller Energy Resources, Inc. (MILLQ) Goodman & Nekvasil, P.A. has filed several group arbitration claims alleging that Wells Fargo Advisors, LLC failed to conduct a reasonable due diligence before recommending Miller Energy Preferred Stock to our clients. If you invested in Miller Energy Resources, Inc. (MILLIQ) stock at the recommendation of your …
Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading In suspending Eagle Telephonics, Inc. (EGLA) stock from trading, the SEC explained that Eagle Telephonics, Inc. (EGLA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended July …
Timothy Knutson – Financial Advisor Timothy Knutson Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Timothy Knutson – Financial Advisor Timothy Knutson Suspended from Securities Industry Timothy Knutson CRD #5682317 From 2011 until Timothy Knutson’s resignation in 2015, Timothy Knutson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Timothy Knutson was permitted to resign from Ameriprise Financial Services, Inc. on July 9, 2015. …
Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC Jon Mirer was licensed with Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer is now licensed with Ameriprise Financial Services, Inc. FINRA reports that four complaints were filed involving Jon Mirer’s conduct with Wells Fargo Advisors, LLC, …
Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC Gregory Friel was formerly licensed with Concorde Investment Services, LLC, Capital Financial Services, Inc., Infinex Investments, Inc. and Harvest Capital LLC. FINRA reports that a lawsuit was filed involving Gregory Friel’s conduct with a prior employer. …