Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

Investor Alert: Thaddeus Michael Eubanks (CRD #5888014) – Investors May Recover Losses

Investor Alert: Thaddeus Michael Eubanks (CRD #5888014) – Investors May Recover Losses Thaddeus Michael Eubanks (CRD#: 5888014), also known as Thaddeus Eubanks, is a financial advisor with Edward Jones in Yuba City, California. According to FINRA BrokerCheck, a customer complaint filed in September 2025 claims that Eubanks made unsuitable investment recommendations involving Fisker Inc. stock and margin trading. The investor is seeking $2.5 million in damages for losses that allegedly occurred between February 2021 and... Read more →

Investor Alert: David Christian Waal (CRD #1226437) — May Recover Investment Losses

Investor Alert: David Christian Waal (CRD #1226437) — May Recover Investment Losses David Christian Waal (CRD #1226437), a broker currently registered with Emerson Equity LLC in Irvine, California, is the subject of a pending customer complaint filed in September 2025. According to FINRA BrokerCheck, the complaint alleges common-law fraud, breach of fiduciary duty, and negligence involving real estate security investments, with claimed damages between $1 million and $2.3 million. Employment & Regulatory Background David Christian... Read more →

Investor Alert: Broker Rikki JR Foster (CRD #6075051) Facing $700,000 Investor Complaint – Investors May Recover Losses

Investor Alert: Broker Rikki JR Foster (CRD #6075051) Facing $700,000 Investor Complaint – Investors May Recover Losses Rikki JR Foster (also known as Rikki J. Foster II) – CRD #6075051 – is the subject of a pending customer complaint alleging serious misconduct involving unsuitable investment recommendations and misrepresentation. According to FINRA BrokerCheck, a customer filed a complaint in September 2025 against Foster, claiming breach of fiduciary duty, breach of contract, misrepresentation, and unsuitability.  The complaint... Read more →

Investor Alert: Former Broker Brandon Spano Faces Serious Allegations – May Recover Investor Losses

Investor Alert: Former Broker Brandon Spano Faces Serious Allegations – May Recover Investor Losses Brandon V. Spano, also known as Brandon Spano (CRD #4601257), is the subject of a pending investor complaint alleging serious misconduct involving client funds. According to FINRA BrokerCheck, the complaint—filed in November 2023—accuses Spano of misappropriating $110,000 from a client while registered with Equitable Advisors, LLC. The client entrusted Spano with funds intended for investment, but the money was allegedly diverted... Read more →

Investor Alert: Pending FINRA Complaint Filed Against Jonathan Hilton Malinger (CRD #5201626) – May Recover Investor Losses

Investor Alert: Pending FINRA Complaint Filed Against Jonathan Hilton Malinger (CRD #5201626) – May Recover Investor Losses Pending Customer Complaint Against Jonathan Hilton Malinger (CRD #5201626) – May Recover Investor Losses. JONATHAN HILTON MALINGER CRD#: 5201626 Jonathan Hilton Malinger (CRD #5201626), a registered broker with Wedbush Securities, Inc. in Pasadena, California, is the subject of a pending FINRA arbitration (Case No. 25-01850) filed in September 2025. According to Malinger’s FINRA BrokerCheck record, the complaint alleges... Read more →

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