Zvi Benson, Financial Advisor Zvi Benson Suspended from Securities Industry

Zvi Benson, Financial Advisor Zvi Benson Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Zvi Benson CRD #2994766

Zvi Benson is a formerly licensed financial advisor with Paulson Investment Company LLC and H.C. Wainwright & Co. LLC. According to Zvi Benson’s CRD, Zvi Benson was suspended from the securities industry in July 2019 and fined $5,000.

According to FINRA:

Zvi Benzvi consented to the sanctions and to the entry of findings that Zvi Benson participated in private securities transactions without providing written notice to his member firm. The findings stated that Zvi Benzvi participated in a private securities transaction involving a company of which he was majority owner. Zvi Benzvi solicited a small venture capital firm to invest in a company. The investor executed a note purchase agreement, which required it to invest $150,000 in the company in exchange for a $150,000 promissory note and 15% of the company’s outstanding Class A membership units. In addition, Zvi Benzvi solicited an additional investment from the same investor, in which he issued additional membership interests in the company in exchange for $50,000. Zvi Benzvi did not provide advance written notice to the firm about either private securities transaction.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Zvi Benson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Zvi Benson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Zvi Benson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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