Zachary Scott Wagner (Zachary Wagner) – Financial Advisor/Broker Zachary Wagner Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Zachary Wagner was a formerly licensed financial advisor with Merrill Lynch and Wells Fargo. According to Zachary Wagner’s BrokerCheck report, Zachary Wagner was barred from the securities industry in January 2020.
According to FINRA: In October 2019, Zachary Wagner violated FINRA Rules 8210 and 2010 by failing to provide testimony as requested pursuant to FINRA Rule 8210, in connection with an investigation concerning potential misuse of customer funds and involvement in a potential undisclosed outside business activity.
According to Zachary Wagner’s BrokerCheck Report
Zachary Wagner was discharged from OneAmerica Securities in March 29. According to Zachary Wagner’s BrokerCheck Report, Zachary Wagner is accused of multiple violations of the Securities Act of Arizona and the Arizona Investment Management Act. Representative is accused of offering or selling securities within or from Arizona while not registered as a salesman and engaging in fraudulent activity by using a client’s funds for personal use rather than investing and providing material misrepresentations through false documents in regard to the client’s account.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Zachary Wagner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Zachary Wagner’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Zachary Wagner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/22/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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