Zach Taylor Has Multiple Investor Complaints – May Recover Investor Losses

Zach Taylor Has Multiple Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses

SAXONY CAPITAL MANAGEMENT, LLC investment adviser, Zach Taylor has multiple investor complaints.

ZACHARY ELLIS TAYLOR
Zach Taylor
CRD#: 6074776
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

ZACHARY ELLIS TAYLOR (CRD#: 6074776), a former broker for OPPENHEIMER & CO. INC. in NEWPORT BEACH, CA, has multiple investor complaints.  According to Taylor’s FINRA BrokerCheck report, the most recent claimant asserts claims for breach of fiduciary duty, negligence, negligent supervision, breach of contract. breach of covenant of good faith and fair dealing, misrepresentation, unauthorized trading, as well as violations of FINRA rules and state securities and elder abuse law. 08/2020 – 05/2023.

OPPENHEIMER & CO. INC. terminated Taylor when he was unable to provide sufficient documentary evidence to support his contention that he had authority for all trades in a client’s account.

 

ZACHARY ELLIS TAYLORZach Taylor
CRD#: 6074776

Zach Taylor has multiple investor complaints.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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