GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES FROM DENDREON CORPORATION STOCK – WILLIAM DAVID UTANSKI LICENSED WITH AMERIPRISE FINANCIAL SERVICES, INC.
Since October 2009, William Utanski has been licensed with Ameriprise Financial Services, Inc. FINRA reports that four arbitration claims have been filed during William Utanski’s employment with Ameriprise Financial Services, Inc. These claims allege investments in highly speculative stocks recommended by the advisor, that the financial advisor made a one-size-fits all recommendation to purchase Dendreon Corporation stock and subsequently was over-concentrated in the stock, unsuitable purchases, and/or churning while William Utanski was employed with Ameriprise Financial Services, Inc. These four arbitration claims involving William Utanski’s conduct with Ameriprise Financial Services, Inc. all settled, with the largest claim settling for $100,000.
If you lost any money on Dendreon Corporation stock and/or other investments with William Utanski, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise William Utanski.
If you lost money on Dendreon Corporation stock and/or other investments with William Utanski and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning William Utanski’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Our firm has recovered more than $300 million on behalf of victimized investors. If you lost money on Dendreon Corporation stock and/or other investments with William Utanski and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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