William Robertson, Customer Disputes Filed Alleging Sales Practice Violations Against William Robertson | Goodman & Nekvasil P.A., May Recover Investor Losses
William Robertson CRD #823461
William Robertson was a formerly licensed financial advisor with First Allied Securities, Inc.
Customer Dispute 9/26/18: Claimant alleges his former financial advisor recommended investments that were not suitable for him. Claimant generally alleges breach of fiduciary duty, breach of contract, negligence and failure to supervise. This customer dispute was settled.
Customer Dispute 1/5/18: Claimant alleges that, from approximately 2008 through June 2014, Claimants’ investment advisor recommended unsuitable investments and failed to disclose risks associated with Claimant’s investments. Claimants allege breach of fiduciary duty, misrepresentations, and failure to supervise. This customer dispute was settled for $3,500,000.
If you lost any money on investments with William Robertson, you may be able to recover your losses. If you lost money on investments with William Robertson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning William Robertson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Robertson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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