WILLIAM LEFKOWITZ Terminated After B. RILEY WEALTH MANAGEMENT Allegations – Goodman & Nekvasil, P.A.

WILLIAM LEFKOWITZ Terminated After B. RILEY WEALTH MANAGEMENT Allegations. Lefkowitz was terminated after he allegedly failed to report a customer complaint to his member firm.

WILLIAM MITCHELL LEFKOWITZ (CRD#: 1170503), a former broker for B. RILEY WEALTH MANAGEMENT in NEW YORK, NY, was terminated after employer allegations. B. Riley Wealth Management alleged failure to report a customer complaint, submitted incorrect information on annual firm attestations.

Lefkowitz is currently a registered representative for AEGIS CAPITAL CORP. in New York, NY.

WILLIAM MITCHELL LEFKOWITZ
CRD#: 1170503

Lefkowitz’s Termination Came After Three Customer Complaints

5/22/2026

Customer Dispute

Pending

Allegations: Claimant alleges his account was churned and that the broker blocked a distribution from his trust account.

Damage Amount Requested: $500,000.00

9/27/2025

Customer Dispute

Pending

Allegations: Client alleges excessive commissions.

Damage Amount Requested: $1,000,000.00

1/2/2025

Customer Dispute

Pending

Allegations: Claimant alleges investment in PLBY was not suitable.

Damage Amount Requested: $152,235.00

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.

WILLIAM LEFKOWITZ Terminated After B. RILEY WEALTH MANAGEMENT Allegations.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/12/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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