Goodman & Nekvasil P.A., May Recover Investor Losses | William Brunner – Financial Advisor William Brunner Barred from Securities Industry
William Brunner was previously licensed with Investment Planners, Inc. and First Midwest Securities, Inc. FINRA reports that William Brunner was barred from the securities industry in April 2018.
ACCORDING TO FINRA: William Brunner consented to the sanction and to the entry of findings that William Brunner declined to appear for on-the-record testimony requested by FINRA in connection with an ongoing FINRA examination. The findings stated that FINRA sent the request to William Brunner in connection with an investigation into, among other things, possible excessive trading and use of discretion without written authorization in customers’ accounts while he was associated with a FINRA member firm.
FINRA also reports that a customer dispute involving William Brunner’s conduct, alleging negligence, breach of fiduciary duty and contract, churning, unauthorized trading and suitability of a corporate account was settled for $200,000.
If you lost money on investments with Bill Brunner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bill Brunner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bill Brunner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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