Walt Clark – Financial Advisor Walt Clark Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Walt Clark CRD #1803139
Walt Clark was a previously licensed financial advisor with Wilmington Capital Securities and Adirondack Trading Group LLC. According to FINRA, Walt Clark was barred from the securities industry in March 2018.
ACCORDING TO FINRA: Walt Clark failed to respond to FINRA request for information.
According to Walt Clark’s CRD, two customer disputes alleging sales practice violations against Walt Clark are currently pending:
Customer Dispute 3/8/18: Client asserts that Walt Clark while associated with Newbridge made unauthorized and unsuitable investment recommendations in her account. This customer dispute is pending and seeks $190,000.
Customer Dispute 3/5/18: Allegations include unauthorized trading, unsuitability, breach of fiduciary duty and churning. This customer dispute is pending and seeks $190,000.
If you lost money on investments with Walt Clark and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Walt Clark’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Walt Clark and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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