Vince Lagatta Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
OSAIC WEALTH, INC. investment adviser, Vince Lagatta has a pending investor complaint.
VINCENT RONALD LAGATTA II
CRD#: 3098611
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
VINCENT RONALD LAGATTA II (CRD#: 3098611), a registered representative for OSAIC WEALTH, INC. in GILBERT, AZ, has two pending investor complaints.
According to Lagatta’s FINRA BrokerCheck report, Per BBVA Securities, Inc U5 filing, on 2/23/2018 former client purchased a callable zero coupon market linked CD. Customer now alleges that representative misrepresented to him that the market linked CD, if not called, would pay 3% per year (when the market linked CD’s term sheet indicated a guaranteed return of principle and the potential for interest that could be calculated only at maturity).
The claimant is requesting $5,000.00 for alleged damages.
According to Lagatta’s FINRA BrokerCheck report, Former customer purchased a 3-year buffered structured note in April of 2021. The note matured in April of 2024. One of the underlying stocks was beneath the buffer amount leading to a loss of principal. Client complains about poor performance and asserts he was misled regarding the term and provisions of the note.
The claimants are requesting $5,000.00 for alleged damages.
Vince Lagatta has two pending investor complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/17/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.