VINCE GLENN – Permanently Barred by SEC
SEC barred VINCE GLENN for “cherry picking” resulting in ill-gotten gains.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JONATHAN VINCENT GLENN (CRD#: 2272521), a formerly registered broker for WELLS FARGO CLEARING SERVICES, LLC, in GREENWICH, CT, is barred from the securities industry. The SEC’s findings stated that from at least January 2020 to March 2022, GlennCap, acting through Glenn, its sole owner and principal, engaged in undisclosed “cherry-picking,” a practice of fraudulently allocating profitable trades to favored accounts at the expense of other advisory clients.
Vince Glenn Barred by the SEC
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/24/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.