VICTOR LESSINGER Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former COLORADO FINANCIAL SERVICE CORPORATION broker, VICTOR LESSINGER Suspended by FINRA.
CRD#: 830821
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
FINRA suspended Lessinger for allegedly recommending that a retail customer invest in three high-risk closed-end management investment companies that were not in the customer’s best interest based on her investment profile.
The findings stated that the customer, who is a senior, reported that her risk tolerance was moderate, and her investment objective was income. Lessinger’s recommended that the customer invest up to 37 percent of her net worth in the high-risk closed-end funds and as a result, the customer lost $5,029.85.
Lessinger consented to a three-month suspension and a $5,000.00 fine.
VICTOR LESSINGER Suspended by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/15/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.