Tricia Lyn Dunham (Tricia Dunham) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Tricia Dunham | Goodman & Nekvasil P.A., May Recover Investor Losses
Tricia Lyn Dunham (Tricia Dunham) CRD #3133887
Tricia Dunham is a formerly licensed financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and American Portfolios Financial Services, Inc. According to Tricia Dunham’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against Tricia Dunham.
Customer Dispute 12/28/2017: Allegations against Tricia Dunham include failure to invest funds in a managed account. This customer dispute was settled for $170,000.
If you lost any money on investments with Tricia Dunham, you may be able to recover your losses. If you lost money on investments with Tricia Dunham and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tricia Dunham’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tricia Dunham and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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