Tony Swart – Anthony Kevin Swart, Financial Advisor Allegedly Engaged in Dishonest or Unethical Behavior | Goodman & Nekvasil P.A., May Recover Investor Losses
Tony Swart, Anthony Kevin Swart CRD #2376424
Tony Swart has been licensed with Benjamin F. Edwards & Company, Inc. since 2018. Tony Swart was previously licensed with SunTrust Investment Services, Inc. 2004 to 2018.
ACCORDING TO THE STATE OF MICHIGAN: The Administrator intends to deny the securities agent registration application of Tony Swart, under section 412(1) of the Securities Act, MCL 451.2412(1), because Applicant allegedly engaged in dishonest or unethical behavior in the securities industry within the previous ten years, which supports the denial, conditioning, or limitation of of Tony Swart’s registration applications under the above-cited provisions of the Michigan Uniform Securities Act (2002), 2008 PA 551, MCL 451.2101 et seq.
According to Tony Swart’s CRD, Tony Swart was discharged from SunTrust Investment Services, Inc. in March 2018. According to Tony Swart’s CRD, Tony Swart allegedly affixed a copy of a client signature to a new updated document.
If you lost money on investments with Tony Swart and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tony Swart’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tony Swart and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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