Tony King – UBS FINANCIAL SERVICES INC. Investment Adviser Has An Investor Complaint – May Recover Investor Losses
UBS FINANCIAL SERVICES INC. Investment Adviser, Tony King Has An Investor Complaint.
ANTHONY KING
Anthony Walter King, Tony King
CRD#: 6012568
Anthony Walter King (CRD#: 6012568), a broker for UBS FINANCIAL SERVICES INC. in Clayton, MO, has an investor complaint. According to King’s FINRA BrokerCheck report, Time Frame: March 3rd, 2025 to March 21st, 2025 – The Trustee alleges his Financial Advisors continued trading despite his instructions to pause all trading. The client further alleges trades were made without his authorization.
UBS FINANCIAL SERVICES INC. Investment Adviser, Tony King Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/07/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.